AML Obligations for CSPs

The lecture will cover the general AML obligations for CSPs, taking into consideration the implementing procedures part 1 and also the Implementing procedures part 2 for CSPs. We will also cover any guidance issued by the FIAU for CSPs. As part of the session, important aspects such as the CRA and the BRA will be analysed within a CSP context. The session is ideal for MLROs, Compliance Officers, Risk Officers or management of CSPs.

The role of the CO & MLRO in a CSP context:

• The general AML obligations of CSPs will be covered with special attention to the obligations of the MLRO and the Compliance Officer within a CSP context.
• The updates of the CSP Rulebook
• The most recent updates and changes in the CSP Rulebook, including the new " registered" class of CSPs and other changes made especially within the under threshold classes. The general obligations of the rulebook will also be covered in the lecture. The lecture is ideal for MLROs, COs and those licensed entities under the CSP regime or those aspiring to obtain a CSP license.

The Speaker

John Mark Caruana is one of the co-founders of A2CO Ltd, a local company specialising in AML & GDPR consultancy and outsourcing services. John has over 13 years of experience within various industries, including funds, FX, investments, CSPs and Audit. John holds a B.Com (Hons) degree in Banking & Finance and a Masters of Science in Banking & Finance, both awarded by the University of Malta. He is also a Certified Information Privacy Professional (Europe) and a Certified Information Privacy Manager (CIPM) as recognised by the International Association of Privacy Professionals. John is also a member of the Malta Association of Compliance Officers (MACO). John occupies positions of MLRO, Data Protection Officer and Compliance Director within tax, accounting and gaming industries. He also lectures on AML & GDPR related topics at the University of Malta and other local institutions.